After meeting with her Investor client, Clair drafts a retainer agreement outlining the scope of her services, fees and disbursements, payment plan; her ICCRC ID and ICCRC contact information. The client signs the retainer and Clair calls her bank to arrange for the transfer of the investment funds. Clair's bank has received clients through Clair in the past and pays her a commission.

Is the retainer agreement consistent with the ICCRC Rules of Professional Conduct?

Select one:

a.

Yes, as Clair is not obliged to disclose any financial interest she may receive from a third party.

b.

No, as it did not disclose the name of the bank Clair would enlist to facilitate the investment.

c.

No, as Clair did not disclose that she would be receiving a commission from the bank.

d.

Yes, as Clair provided information regarding ICCRC, including contact information.