Question
All of the following actions require a filing with the SEC EXCEPT : A the purchase of a 5% position in one company's stock B
All of the following actions require a filing with the SEC EXCEPT:
A the purchase of a 5% position in one company's stock
B an officer selling 1% of that company's stock
C a broker-dealer's net capital computation
D a company declaring a cash dividend to stockholders
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Health Care Finance Basic Tools For Nonfinancial Managers
Authors: Judith J. Baker, R.W. Baker
3rd Edition
076377894X, 978-0763778941
