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Allison Johnson, CFA, is a risk management consultant who has been asked by a small investment bank to recommend policies to prevent bank employees from
Allison Johnson, CFA, is a risk management consultant who has been asked by a small investment bank to recommend policies to prevent bank employees from front running client orders. These clients generally invest in one or more of the bank's large cap equity unit trusts. To ensure compliance with the CFA Institute Standards of Professional Conduct, Johnson should least likely recommend which of the following? Employees should be restricted from trading: without prior permission during established time periods equity related securities
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