amswer all

When an investment bank underwrites a new security offering it Question 49 Not yet answered Points out of 1.0 P Flag question Select one: A. makes a loan to the issuing firm. B. sells securities to a company in need of capital. C. transforms the claims of the issuing firm. O D. purchases the new securities and resells them to investors. Question 50 Not yet answered Which of the following banking regulations separated commercial banks and securities firms? Points out of 1.0 P Flag question Select one: a. Glass-Steagall Act O b. Riegle-Neal Act O c. Gramm-Leach-Bliley Act O d. McFadden Act Ud. All of the above Question 47 Not yet answered Points out of 1.0 P Flag question What are the proper steps in the underwriting process? 1) The syndicate buys securities from the issuing corporation; 2) The issuing corporation chooses a lead bank; 3) A selling group is formed to market and sell the securities; 4) An investment banking syndicate is formed Select one: a. Steps 4, 3, 1, 2 b. Steps 4, 1, 2, 3 O c. Steps 2, 3, 4,1 O d. Steps 2, 4, 1,3 Which of the following practices is an alternative to underwriting securities? Question 48 Not yet answered Points out of 1.0 P Flag question Select one: a. Purchasing securities and selling them to investors b. Commission-only sales of securities c. Providing price stabilization for newly issued securities d. All of the above Which of the following is true of the Dodd-Frank Act? Question 46 Not yet answered Points out of 1.0 P Flag question Select one: O a. Created the Strategically-Integrated Financially Industry b. Passed to address problems arising from the S&L crisis of the 1980s O c. Requires strategically important banks to undergo capitalization "stress- testing" Od. All of the above estion 41 The McFadden Act of 1927 was passed to prohibit federally chartered banks from t yet swered Select one: ints out of 1.0 Flag question O a. selling insurance. b. branching across state lines. O c. underwriting stocks and bonds. O d. making contributions to political candidates. Question 42 Not yet answered The banking legislation that created the Consumer Financial Protection Bureau (CFPB) is the Act. Points out of 1.0 P Flag question Select one: O a. Community Reinvestment O b. Fair Credit Reporting C. Dodd-Frank Wall Street Reform and Consumer Protection od Truth in Lendina