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An associated person who is not registered with FINRA may perform which of the following functions? Approve the opening of a customer account Perform the
An associated person who is not registered with FINRA may perform which of the following functions? Approve the opening of a customer account Perform the required suitability analysis for a new customer Toke a phone message from a customer, as long as no action is taken based on it unti an appropriate registered persen speaks to the customer Trode in the secondary market for the firm's own account
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