Question
An important requirement that is common to the SEC rules for investment advisors and the CFP Boards Code of Ethics is: A ban on soft
An important requirement that is common to the SEC rules for investment advisors and the CFP Boards Code of Ethics is:
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A ban on soft dollars
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Full Disclosure of all material information to clients
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A ban on accepting commissions
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Rules for custody of assets under management
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International Financial Management
Authors: Cheol Eun, Bruce G. Resnick
2nd Edition
0072318252, 9780072318258
