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An important requirement that is common to the SEC rules for investment advisors and the CFP Boards Code of Ethics is: Question 33 options: A

An important requirement that is common to the SEC rules for investment advisors and the CFP Boards Code of Ethics is:

Question 33 options:

A ban on soft dollars

Full Disclosure of all material information to clients

A ban on accepting commissions

Rules for custody of assets under management

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