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An investor in which of the following situations would be violating the law if they trade US securities: A.Investor has spoken with company management within
An investor in which of the following situations would be violating the law if they trade US securities:
A.Investor has spoken with company management within the past 60 days
B.Investor has not read the the first three sections of the companys prospectus
C.Investor thinks she has better information than the market on a few issues relating to the company and its sector
D.Investor has material non-public information about the company, obtained in some way involving misappropriation or violation of some partys fiduciary duty
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