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Any person who supervises employees or manages a member firm's investment activities must be a: A Registered representative Registered principal Registered associated person Registered broker
Any person who supervises employees or manages a member firm's investment activities must be a: A Registered representative Registered principal Registered associated person Registered broker
Any person who supervises employees or manages a member firm's
investment activities must be a:
A
Registered representative
Registered principal
Registered associated person
Registered broker
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