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As the compliance manager for the lender, you have been asked to implement an ethical response to Scenario B in order to set out what
As the compliance manager for the lender, you have been asked to implement an ethical response to Scenario B in order to set out what conduct is expected across the broker network. Important: Although you will need to consider the ethical situation described in Scenario B, the focus of your response to the following questions needs to be on developing a plan to implement changes within the lender organisation and the broker network. You are required to develop an implementation plan, as follows: Task 3: Question 1 Identify: (a) what data needs to be gathered. (b) which parties you will need to communicate with (c) the sequence of the steps that you will take to complete these tasks. (75 words)
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