Answered step by step
Verified Expert Solution
Link Copied!

Question

1 Approved Answer

Assertions Learning objective In this assignment, you will extend your knowledge gained in assignment 1 by taking the significant risks you have already identified and

image text in transcribed
Assertions Learning objective In this assignment, you will extend your knowledge gained in assignment 1 by taking the significant risks you have already identified and then conducting further analysis on their likelihood and materiality. Risks identified from gaining an understanding of the client's business are referred to as inherent risks. These risks are considered in the audit-risk formula. The auditor needs to identify which financial statement assertions may be affected by these inherent risks. Identifying these risks will help determine the nature of the audit procedures to be performed. Management implicitly or explicitly makes assertions regarding the recognition, measurement, and presentation of the various elements of the financial statements and related disclosures. Auditors use assertions for account balances to form a basis for the assessment of risks of material misstatement. That is, assertions are used to identify the types of errors that could occur in transactions that result in the account balances. Consequently, breaking down the financial statement accounts into these assertions will direct the audit effort to those areas of higher risk. Assertions direct the audit, and audit procedures are designed so that they are responsive to the assessed risks. Broadly, these assertions can be classified in the following categories: existence or occurrence completeness valuation and allocation, or accuracy rights and obligations cut-off classification presentation, disclosure, and understandability Required Using the risks identified in assignment 1 on working paper A1-1, complete the following information in the relevant columns of the working paper. Identify the associated financial account (if you haven't done so already) and assertions that would be affected. Give an assessment of "high," "medium," or "low" in relation to the likelihood and materiality of the risk occurring. A risk should be classified as "high" if it is highly likely to be present and material. A risk should be classified as "medium" if it may be present and material. Risks should be classified as "low" if they are unlikely to be present and/or not material. Discussion points Did you have any significant risks that could not be linked to an account in the financial statements and an assertion? Is it still a significant risk? Given your analysis-for this client-is the overall level of inherent risk "low," "medium," or "high"

Step by Step Solution

There are 3 Steps involved in it

Step: 1

blur-text-image

Get Instant Access to Expert-Tailored Solutions

See step-by-step solutions with expert insights and AI powered tools for academic success

Step: 2

blur-text-image_2

Step: 3

blur-text-image_3

Ace Your Homework with AI

Get the answers you need in no time with our AI-driven, step-by-step assistance

Get Started

Recommended Textbook for

Introduction To Management Accounting A User Perspective

Authors: Michael L Werner, Kumen H Jones

2nd Edition

0130327506, 9780130327505

More Books

Students also viewed these Accounting questions

Question

3. Tactical/strategic information.

Answered: 1 week ago

Question

3. To retrieve information from memory.

Answered: 1 week ago

Question

2. Value-oriented information and

Answered: 1 week ago