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Auditing and Accounting Cases Investigating Issues of Fraud and Professional Ethics 4th Edition Case 1.12 Page 52 1. Consider the Securities Act of 1933 and

Auditing and Accounting Cases Investigating Issues of Fraud and Professional Ethics 4th Edition

Case 1.12 Page 52

1. Consider the Securities Act of 1933 and the Securities Exchange Act of 1934. What is the role of the SEC in regards to protecting individual investors?

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