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Cannan, CFA has been working from home on weekends and occasionally saves correspondence and completed research reports on her home computer. Because of worsening market
Cannan, CFA has been working from home on weekends and occasionally saves correspondence and completed research reports on her home computer. Because of worsening market conditions, Cannan is one of several employees released by her firm. She uses the files on her home computer to request letters of recommendation from her former clients and to show potential employers examples of her work. Did Cannan violate Standard V(C) Record Retention? No, because the files were created and saved on her own time and personal computer. Yes, because she did not receive permission from her former employer to use the files. Yes, because the Standard prohibits her from saving files on her personal computer
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