Complete Le

gislation, Regulations and Codes of Practice Register

Identify at least five pieces of legislation and regulations that apply to the company, and at least

two Codes of Practice.

Ensure you also include the new regulations regarding the qualifications of f

inancial planners.

The register requires you to record the following about each:

The name of the Act, Regulation or Code of Practice

Its relevance and implications for the organisation.

Save your completed Excel Workbook as Regulations Register.