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Current regulatory environment: Contemplate the responsibilities of today's wealth manager. What licenses and designations are required to be able to advise in an ethical and
Current regulatory environment: Contemplate the responsibilities of today's wealth manager. What licenses and designations are required to be able to advise in an ethical and meaningful way? Within this discussion, tie in fiduciary aspects, such as roles and responsibilities. Consider how CFP (CFA, Series 7) ties into this discussion. Lastly, what are the steps a wealth manager should take to ensure ethical and responsible behavior?
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