Description

Term

The agency that attempts to protect investors by ensuring firms fully disclose all relevant information that could affect the values of securities$.$

The division that investigates potential SEC violations and disciplines market participants if they have violated any of the regulations.

Regulation that requires that investors receive important information about securities being offered on public exchanges and prohibits misleading or unethical trading practices on security exchanges by requiring stock exchanges to discipline financial market participants who violate the regulation.

Restrictions on trading when exchanges believe market participants need more time to gather complete information about a stock.