dow Help X E Exit Exam Ill - Google Docs G An investor writes an HIJ May X + ebapps/assessment/review/review.jsp?attempt_id=_129137544_1&course_id=_2041527_1&content... $50,000,000 $5,000,000 uestion 64 O out A Regulation A offering is: Selected Answer: An offering of securities to no more than 35 unaccredited investors Answers: An offering of securities worth $50,000,000 or less An offering of a large block or previously outstanding securities An offering of securities to no more than 35 unaccredited investors An offering of securities only within the issuer's home state Question 65 O out of Which of the following factors can underwriters use in determining the spread of a new issue? L. Earnings of the corporation II. A comparison to other companies in the same industry III. Market conditions IV. Past dividends paid by the corporation Selected Answer: I and III Answers: I, III, and IV I, II, III, and IV I and III 1, II, and III Question 66 1 out of 1 p If a brokerage firm is offering an IPO that will not be on the NASDAQ, NYSE, or any other exchange, how long after the effec date must the firm provide a final prospectus to all purchasers? Selected Answer: 90 days Answers: 40 days 20 days 120 days