Answered step by step
Verified Expert Solution
Question
1 Approved Answer
During Joseph's( client) annual review meeting, he asked Susan(FP) to process a contribution to his TFSA. Susan had Joseph sign the trade slip; however, she
During Joseph's( client) annual review meeting, he asked Susan(FP) to process a contribution to his TFSA. Susan had Joseph sign the trade slip; however, she forgot to enter the trade on the system. She planned to do so from home after having dinner with a friend.Susan places the trade slip in her purse and keeps her purse with her for the entire evening. Did Susan(FP) violate the principle of confidentiality? 1. Yes, as Susan should have asked for Joseph's consent to take the slip out of the office 2. No, since the slip was in Susan's purse for the entire evening. 3. Yes, as Susan did not take appropriate steps to protect Joseph's information. 4. No, since there was no confidential information contained on the trade slip
Step by Step Solution
There are 3 Steps involved in it
Step: 1
Get Instant Access to Expert-Tailored Solutions
See step-by-step solutions with expert insights and AI powered tools for academic success
Step: 2
Step: 3
Ace Your Homework with AI
Get the answers you need in no time with our AI-driven, step-by-step assistance
Get Started