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During Joseph's( client) annual review meeting, he asked Susan(FP) to process a contribution to his TFSA. Susan had Joseph sign the trade slip; however, she

During Joseph's( client) annual review meeting, he asked Susan(FP) to process a contribution to his TFSA. Susan had Joseph sign the trade slip; however, she forgot to enter the trade on the system. She planned to do so from home after having dinner with a friend.Susan places the trade slip in her purse and keeps her purse with her for the entire evening. Did Susan(FP) violate the principle of confidentiality? 1. Yes, as Susan should have asked for Joseph's consent to take the slip out of the office 2. No, since the slip was in Susan's purse for the entire evening. 3. Yes, as Susan did not take appropriate steps to protect Joseph's information. 4. No, since there was no confidential information contained on the trade slip

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