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Every Broker company shall be directed,supervised and managed by an individual broker. The individual Broker A) May not act as a branch manager B) Must
Every Broker company shall be directed,supervised and managed by an individual broker. The individual Broker
A) May not act as a branch manager
B) Must maintain an Errors and Omissions (E&O) Insurance Policy
C) Shall be primarily responsible for the broker company's action
D) Must have been a managing broker for a minimum of three years
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National Finance A Chinese Perspective
Authors: Yunxian Chen, Heming Yong
1st Edition
9813360917, 978-9813360914
