Financial and Securities Regulations

Mr. James Bond, would like to make a investment portfolio that will bring him a high yield income in a short period of time. Mr. Bond is interested in modern technologies and wants to try investing in start-ups via online platforms.

Read the following article and consult with Mr. Bond on the following issues:

"Updated Investor Bulletin: Crowdfunding for Investors" https://www.sec.gov/oiea/investor-alerts-bulletins/ib_crowdfunding-.html

1.Explain to Mr. Bond what entity crowdfunding is and how he can make investments via online platforms. Explain what limitation rules he has to follow.

2.Identify three risks of entity crowdfunding that you consider the most important for Mr. Bond and explain why they are important.

3.Identify three possible start-ups which may be interesting for Mr. Bond to invest in. For this purpose, refer to the following online platforms or any other online resources available.

https://www.fundable.com/

https://wefunder.com/

https://www.crowdfunder.com/