For each of the following two situations, determine which principle of internal control has been violated.

1. Management believes that any employee can serve as a cashier, after some training.

Choose One ?

Establishment of authority and responsibility.

Segregation of duties.

Documentation procedures.

Mechanical, physical, and electronic controls.

Independent internal verification.

Bonding of employees who handle cash.

Employee job rotation and mandatory annual vacations.

2. Cashiers issue cash receipts only upon customer's request.

Choose One ?

Establishment of authority and responsibility.

Segregation of duties.

Documentation procedures.

Mechanical, physical, and electronic controls.

Independent internal verification.

Bonding of employees who handle cash.

Employee job rotation and mandatory annual vacations.