Funds flow from __________ to __________ in the primary market. Select one:

A. investors; issuing corporationsB. issuing corporations; investorsC. investors; other investorsD. All of the above

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The over-the-counter (OTC) market: Select one:

A. Is a relatively small market for bond trading.B. Cannot sell both stocks and bonds.C. Is a telecommunication network of security dealers.D. Makes trades from a central geographical location.

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Which of the following is true concerning official stock exchanges in the U.S.? Select one:

A. The listing requirements are generally more restrictive on the NASDAQ than on the New York Stock Exchange (NYSE).B. Only the most important stocks are traded over-the-counter. (OTC)C. There majority of bonds are traded over-the-counter.D. All of the above.

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Capital market securities: Select one:

A. Are issued in maturities of more than one year.B. Can be either debt or equity securities.C. Typically trade in the secondary market after being issued in the primary market.D. All of the above.

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Which of the following securities provisions created the Securities Exchange Commission (SEC) to enforce securities laws and regulate U.S. securities markets? Select one:

A. The Securities Act of 1933B. The Securities Exchange Act of 1934C. Rule 415D. Rule ATS