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Go to the following website: SEC Accounting and Auditing Enforcement Releases. Choose one disciplinary case from those listed ( any year ) pertaining to auditing.
Go to the following website: SEC Accounting and Auditing Enforcement Releases. Choose one disciplinary case from those listed any year pertaining to auditing. Provide the name and license number of the licensee, case number, and effective date. Include a copy of the summarized disciplinary action as an attachment to your assignment please do not attach the entire disciplinary proceeding Describe the CPAs violations and the penalty issued. Based on your review of the CPA's violations, which specific rules from the AICPA Code of Professional Conduct names and numbers do you believe the CPA violated? Explain your rationale.
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