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Question 5 (1 point) Which of the following types of costs is NOT applicable to purchase/sale of mutual funds that are set up as open-ended trusts? Front-end load charge or Deferred Sales Charge OMER Trailer fee Commission Question 6 (1 point) Andrew bought units in ZEN Deferred Sales Charge Mutual Fund for $54.00. He is considering selling the units, when the net asset value per share (NAVPS) is $75.00. The fund will charge a 3% back-end commission based on the purchase price at the time of redemption. What is the selling price per share that Andrew will receive? a) $73.38 b) $55.62 c) $76.62 d) $52.38 Question 7 (1 point) Mutual funds that charge the investor at the time redemption (selling) are known as: a) deferred sales charge load funds b) no-load funds c) funds with trailer fees d) open-ended funds Question 10 (1 point) Which of the following price patterns would a technical analyst consider a sell signal? 1) Price breaks through the moving average from above on heavy volume. 2) The advance/decline line flattens out after a long decline. 3) Price breaks through the moving average from below on heavy volume. 4) When the number of stocks that advance during a trading day equals the number that have declined