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Hillary attended an investment seminar six weeks ago and subsequently bought a non-registered ivic holding a hightrisk speciaity equity fund she is now concerned about
Hillary attended an investment seminar six weeks ago and subsequently bought a non-registered ivic holding a hightrisk speciaity equity fund she is now concerned about its sultability. She approaches an insurance agent, Nicholas, who was recommended by a friend, for a second opirian Nechias agrees that the investment she has is not suitable and recommends a mix of less risky funds. What should Nicholas do to implement his recommendation? He must instruct Hillary to void her current IVIC by invoking her right of rescission to get a full refund. He must provide Hillary with an information folder and copies of Fund Facts for the funda he recommends: He must obtain pre-signed withdrawal forms from Hillary to simplify withdrawals when required. He must determine what MER Hillary must pay and enter it on the contract. Hillary attended an investment seminar six weeks ago and subsequently bought a non-registered ivic holding a hightrisk speciaity equity fund she is now concerned about its sultability. She approaches an insurance agent, Nicholas, who was recommended by a friend, for a second opirian Nechias agrees that the investment she has is not suitable and recommends a mix of less risky funds. What should Nicholas do to implement his recommendation? He must instruct Hillary to void her current IVIC by invoking her right of rescission to get a full refund. He must provide Hillary with an information folder and copies of Fund Facts for the funda he recommends: He must obtain pre-signed withdrawal forms from Hillary to simplify withdrawals when required. He must determine what MER Hillary must pay and enter it on the contract
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