Question
How do you think this case would have been concluded if it was investigated and prosecuted under IIROCs jurisdiction? You may wish to use parallels
•How do you think this case would have been concluded if it was investigated and prosecuted under IIROC’s jurisdiction? You may wish to use parallels from previous IIROC cases that you have reviewed (i.e. use other cases as precedents).
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Cause of the events described in MFDA disciplinary case The Mutual Fund Dealers Association of Canada and Blair Harcourt Addison In the matter of The Mutual Fund Dealers Association of Canada and Blai...
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Management
Authors: Stephen P Robbins, Mary Coulter
11th Edition
9780273752776, 132163845, 273752774, 978-0132163842
