Question
Identify a recent, from 2015 to 2018, SEC enforcement action involving allegations of fraud. You should visit the SEC Docket Archive or the SEC Division
Identify a recent, from 2015 to 2018, SEC enforcement action involving allegations of fraud. You should visit the SEC Docket Archive or the SEC Division of Enforcement for information concerning enforcement actions pursued during the current year or a recent year. Describe the facts, the nature of the action, and any unique circumstances that you find interesting or informative. If the case has been adjudicated, was the punishment too lenient, too harsh, or about right? Identify and discuss at least one ethical theory or principle discussed that could be used to either justify or refute the issue of fraud or violation of professional responsibility included in your fraud.
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