Imagine you are the Chief Compliance Officer of your organization. Applying what you have learned about structuring and implementing compliance programs, need a memo about your plans for implementing a new compliance program.

Criteria Overview.

One of your peers will review and score your work using the following criteria in their assessment of your submission:

The memo describes three features of the new compliance program and explains why they are being implemented.

The memo describes three strategies to enforce the compliance program and explains why they are being implemented.

Project Title: Give your project a descriptive title

As Chief Compliance Officer, you plan to implement a completely new compliance regime. Need a memo to senior management describing:

1) Three features you will implement in the new compliance program, and why; and

2) Three strategies you will use to get employees to follow the program, and why.