Question
In March 2022 ASIC permanently banned Roderick Halligan, of Brisbane, Queensland, from providing financial services or having any involvement in a financial services business. (a)
In March 2022 ASIC permanently banned Roderick Halligan, of Brisbane, Queensland, from providing financial services or having any involvement in a financial services business.
(a) Where does ASIC get its legal power from to ban a financial advisor?
(b) Name one other function/role of ASIC
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Employment Law for Business
Authors: Dawn D. Bennett Alexander, Laura P. Hartman
9th edition
1259722333, 978-1259722332
