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In the event that Joseph files an ethics violation against Sandra regarding the recommendation of unsuitable investments, which defense would not likely be available to
In the event that Joseph files an ethics violation against Sandra regarding the recommendation of unsuitable investments, which defense would not likely be available to her?
She refrained from interfering in Joseph's relationship with Edward. | ||
She did her due diligence in recommending investments to Joseph. | ||
She has the credentials to deliver financial planning advice. | ||
The renewable energy stocks comprised a small part of Joseph's portfolio. |
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