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In your first meeting with Tom and Sharon, they are very inquisitive about the compensation of investment advisors. According to the SEC, which of the
In your first meeting with Tom and Sharon, they are very inquisitive about the compensation of investment advisors. According to the SEC, which of the following are considered forms of compensation? Single fee charged for advice given on financial outlook Hourly fee charged reporting and analyzing financial situation Receipt of any economic benefit 00 Commission paid on sale of investment and/or insurance product All options listed are correct
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