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Interpret disclosure and conduct obligations that apply to FAPs, FAs, and NRs. The FSLA Act changes introduced a new Code of Professional Conduct for Financial

Interpret disclosure and conduct obligations that apply to FAPs, FAs, and NRs.

The FSLA Act changes introduced a new Code of Professional Conduct for Financial Advice Services.

-Describe the conduct and competence requirements for financial advice providers (firms and individuals) who provide advice to retail clients in New Zealand.

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