James has accumulated 15% of a publicly traded technology company. James was diligent and filed all the required press releases associated with accumulating the shares. How many press releases did James file?

a) 1

b) 2

c) 3

d) 4

If a company wishes to use a normal course-issuer bid exemption, it must submit a notice of approval, which contains information on the bid. What is this notice called?

a) Notice of exemption

b) Notice of intention

c) Notice of purchase

d) Notice of normal course issuer bid exemption

Which group of Early Warning Rules designed to alert upon accumulation of an issuer by an offeror?

a) The director's notice of issue

b) The investing public

c) Partners, Directors and Senior Officers of the issuing company

d) Persons acting jointly, or in concert with, the offeror

Which statement regarding the Right of Action of Damages is true?

a) Only the executives of the company who sign the prospectus may be liable for damages if the prospectus contains misrepresentation

b) The directors and underwriter will not be liable if they conduct their investigation of the information in the prospectus with sufficient due diligence

c) They are liable even if the person or company can prove that the purchaser had previous knowledge of the misrepresentation

d) The Right of Damages s the same as the Right of Withdrawal