Question
Jane Greene, CFA, is an investment advisor in her own small practice in Birmingham, UK. She maintains a private blog for clients on the practice
Jane Greene, CFA, is an investment advisor in her own small practice in Birmingham, UK. She maintains a private blog for clients on the practice website, in which she provides insight into the important topics relating to the markets and the investment landscape. The blog has a comments section that can be seen only by clients and she receives regular correspondence from clients on the blog regarding personal situations. She often responds to these comments and queries directly via
a phone call or email. Greene is most likely in violation of CFA standards as:
Group of answer choices
she is not keeping client information private.
she should not be responding to client comments.
the blog is not an appropriate method of providing relevant insights.
Step by Step Solution
There are 3 Steps involved in it
Step: 1
Get Instant Access to Expert-Tailored Solutions
See step-by-step solutions with expert insights and AI powered tools for academic success
Step: 2
Step: 3
Ace Your Homework with AI
Get the answers you need in no time with our AI-driven, step-by-step assistance
Get Started