Karen works Monday to Wednesday for a member of the MFDA as a dealing representative and Thursday and Friday as a language instructor at a local college. Client orders received on Thursdays and Fridays are held until Karen returns to work the following week. Indicate the condition of dual employment that is violated under these circumstances.

The dealer must maintain procedures to address any potential conflicts of interest.

The dealer must be aware of and approve of Karen's other occupation.

The dealer must maintain procedures to ensure continuous serimce to clients.

Karen's alternate employment must not bring the MFDA, its members or the mutual fund industry into disrepute.