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Laura is concerned there are potentially serious violations of the CFA Standards of Professional Conduct taking place at her firm amongst members of senior management.

Laura is concerned there are potentially serious violations of the CFA Standards of Professional Conduct taking place at her firm amongst members of senior management. She is unsure what to do and needs advice. From whom should she seek counsel?

a) Chief Compliance Officer.

b) CFA Institute.

c) An Attorney.

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