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Managing information in a mortgage broking firm may also apply to maintaining and upkeeping compliance and licences. Refer to the Australian Securities and Investment Commission's

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Managing information in a mortgage broking firm may also apply to maintaining and upkeeping compliance and licences. Refer to the Australian Securities and Investment Commission's (ASIC) website to answer the following question. Australian credit licence holders are required to complete an Annual Compliance Certificate and lodge it with ASIC. Hint Tip: You will be required ttio conductti your own research Refer ttio ttihe Toolbox and ASICs websittie. When completing the Annual Compliance there is specific information required to be provided to ASIC upon lodgement. List the five (5) items that are required to be confirmed on the Annual Compliance Certificate. (75 words)

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