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Many segments of the financial services industry have industry codes of practice. Extract the following details from two other codes of practice in the financial
Many segments of the financial services industry have industry codes of practice. Extract the following details from two other codes of practice in the financial services industry: Who it regulates. Its stated purpose. How its requirements are enforced. Who enforces the requirements. Customer's rights under the code
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Fundamentals Of Investing
Authors: Scott B. Smart, Lawrence J. Gitman, Michael D. Joehnk
13th Edition
978-0134083308, 013408330X
