Match the following pieces of legislation with the function achieved by each regulation. Requires mutual funds to develop mechanisms and procedures to avoid insider trading abuses. Requires a mutual fund to file a registration statement with the SEC. Allows the SEC to introduce circuit breakers to halt trading on exchanges. Requires a mutual fund to furnish full and accurate information on all financial and corporate matters to prospective fund purchasers. Regulates the activities of mutual fund advisers. Exempts mutual fund sellers from oversight by state securities regulators. Provides for the supervision of mutual fund share distributions. Sets rules to prevent conflicts of interest, fraud, and excessive fees or charges for fund shares. Requires a mutual fund to set rules and procedures regarding the fund's prospectus sent to investors. Makes the purchase and sale of mutual fund shares subject to various antifraud [Choose] [Choose ] [Choose ] [Choose ] [Choose ] [Choose ] [Choose ] [Choose ] [Choose] [Choose ]

Match the following pieces of legislation with the function achieved by each regulation. Requires mutual funds to develop mechanisms and procedures to avoid insider trading abuses. Requires a mutual fund to file a registration statement with the SEC. Allows the SEC to introduce circuit breakers to halt trading on exchanges. Requires a mutual fund to furnish full and accurate information on all financial and corporate matters to prospective fund purchasers. Regulates the activities of mutual fund advisers. Exempts mutual fund sellers from oversight by state securities regulators. Provides for the supervision of mutual fund share distributions: Sets rules to prevent conflicts of interest, fraud, and excessive fees or charges for fund shares. Requires a mutual fund to set rules and procedures regarding the fund's prospectus sent to investors. Makes the purchase and sale of mutual fund shares subject to various antifraud