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Match the listed internal controls procedures with their objectives. Review and test Inspect reports by Trace several transactions for purchases and sales of investments through
Match the listed internal controls procedures with their objectives. Review and test Inspect reports by Trace several transactions for purchases and sales of investments through the accounting system Inspect monthly brokerage reports on securities owned, reports of investment internal auditors on activity for the investment committee their review of securities and derivatives purchased, and sold Verify that internal auditors' observations are consistent with those of external auditors Ensure transactions are recorded and classified properly Ensure policies written are being followed Ensure reports tie to client activity
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