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Match the term in Column A with the appropriate statement in Column B. A B 1. 1933 Securities Act a. A person with confidential information
Match the term in Column A with the appropriate statement in Column B.
A | B | |||
1. | 1933 Securities Act | a. | A person with confidential information who uses that information to trade | |
2. | Scienter | b. | An intent to deceive | |
3. | Proxy | c. | Law that applies to the initial sale of securities by the corporation | |
4. | Prospectus | d. | State securities laws | |
5. | Disgorgement | e. | Law that applies to secondary sales of securities | |
6. | Insider trading | f. | Purchase and sale of the issuers equity securities within a six-month period | |
7. | Initial public offering | g. | Instrument that grants to another the right to vote | |
8. | 1934 Securities Exchange Act | h. | Return of profits made by an individual on a securities trade to the corporation | |
9. | Short-swing transaction | i. | Sale of securities from the issuing corporation | |
10. | Blue-sky laws | j. | Communication from a corporation that is offering a security for sale |
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