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Misrepresentations about an offer or sale are considered to be a violation of the Securities Act of 1933? A. True B. False Reset Selection Question
Misrepresentations about an offer or sale are considered to be a violation of the Securities Act of 1933?
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Question 5 of 101 Points The private placement exemption to registration of securities allows raising an unlimited amount of capital from an unlimited number of accredited investors?
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Question 6 of 101 Points Under the Securities Act of 1933, once securities have been issued through a private placement, the holders of those securities are free to sell them on the open market?
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Question 7 of 101 Points Rule 10b-5, which prohibits securities fraud, applies only to the securities of companies listed on the major stock exchanges?
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