& Moving to another question will save this response. Question 9 The Investment Advisors Act of 1940 a requires all investment advisers to meet responsibilities of federal registration recordkeeping, custodial, and reporting Ob regulates broker-dealers Oc requires federal registration of all public offerings of securites Od regulates the structure and operations of mutual funds. De contains a code of ethics and standards of professional conduct Moving to another question will save this response MacBook Air esc BO FF 808 26 go 1 @ ! 1 2 3 $ 4 % 5 0) > & 7 Q W E 20 T Y U A S D F G H N V B Z A Moving to another question will save this response uestion 10 Which of the following studion do NOT represent a conflict of interest? A mutual fund manager rejected the request from a high-worth client to buy fund shares after 4.00pm in a trading day OL. A mutual fund times their advertisements wound relative peaks in their performance to attract more money frows. OC Afund management company that runs a family of funds choose which portfolio or manager they want to promote on a stational basis d. A manage toute beregully trees through a conscount broker in order to receive payment for personal travel from the brokerage firm. None of the above Moving to another weston will save this response MacBook Air c 23 So 72 ES Ee 38 DIL ! 3 @ 2 1 > $ 4 ? ( & 7 8 Q W E R T Y A S D F G H J N X C V B N M 1 option command