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Mr. Chartwell asked Juanita to prepare a wealth accumulation plan for him. He promised to pay her 10% of his net gain over the next
Mr. Chartwell asked Juanita to prepare a wealth accumulation plan for him. He promised to pay her
10% of his net gain over the next year, instead of her fees. Juanita accepted the terms and
documented the compensation arrangement in her letter of engagement. Based on this information,
which of the following rules did Juanita violate?
O a) one of the Rules under the Principle of Fairness
O b) one of the Rules under the Principle of Integrity
O c) one of the Rules under the Principle of Professionalism
O d) Juanita did not violate any rules
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