Multiple Choice Finance 1-11 1) Which of the following is not a justification to unify the role of CEO and Chair of company? a) Unity of command b) Accountability to only one person c) Consistency of communication and direction d) Empirical evidence of performance justifies dual role 2) Hedge Funds have been criticized for which of the following: i) Being opaque ii) Increasing risk in the financial system iii) Unfair tax treatment for hedge fund issuers iv) Reducing risk in the financial system v) Difficulty in valuing the underlying assets a) i and v only b) All of the above c) i, ii, iii and v d) ii, iii, v 3) From 1983-2009, overall wealth increased significantly in the United States, but income disparity also grew. How much of the gains went to the Top 5% of income earners during this period? a) 48% b) 64% c) 82% d) 100% 4) The Socially Responsible Investment practice of Inclusion refers to: a) Screening for the best companies based on ESG criteria in each industry and including those in your investments. b) Excluding all companies engaged in business practices deemed harmful to society. c) Working with companies to voice shareholder concerns on ESG and ethical issues. d) Investing in companies engaged in businesses or practices that should be beneficial to society.