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only 19 and 20 Question 19 O out of 1 points All of the following are true about hedge funds EXCEPT: Selected Answer: They are
only 19 and 20
Question 19 O out of 1 points All of the following are true about hedge funds EXCEPT: Selected Answer: They are exempt from the Investment Company Act of 1940 restriction from trading securities on margin Answers: They are exempt from the Investment Company Act of 1940 restriction from trading securities on margin They are non-liquid investments They are established as limited partnerships They offer redeemable securities Question 20 O out of 1 points According to regulation SHO, if a stock on the threshold list is sold short, within how many business days after trade date dobs the firm representing the short seller have to deliver securities to the biyer to avoid a close out? Selected Answer: 3 Answers 3 13 Question 21 1 out of 1 points For a market maker quoting an OTCBB stock with a bid of $10.05 and an ask price of $10.20 must be willing to trade a minimum of Selected Answer: 100 shares Answers 200 shares SOO shares 100 shares 1,000 shares 1 Question 22 0 out of pointsStep by Step Solution
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