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Over the course of a couple of weeks and several appointments, Harold was finally able to provide an investment solution for his new client, Felicia.

Over the course of a couple of weeks and several appointments, Harold was finally able to provide an investment solution for his new client, Felicia. It was a lump sum investment where they plan to see her money grow for the next 5 years. With regards to Know Your Client (KYC) requirements, what are Harold's responsibilities moving forward?

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