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Part 2. Multiple Choice (6 points each) 1) A group of brokerage firms organized by an investment banker to help sell an IPO is referred

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Part 2. Multiple Choice (6 points each) 1) A group of brokerage firms organized by an investment banker to help sell an IPO is referred to as a: A) group B) section C) syndicate D) cohort 2) A stockbroker's compensation comes in the form of a: A) salary B) bonus C) commission D) referral 3) A securities dealer working on the New York Stock Exchange is called a: A) market maker B) dealer C) specialist D) broker 4) The concept of not putting all your eggs in one basket is referred to as: A) valuation B) liquidity C) diversification D) the term structure of interest rates

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