• Part I - Background Memorandum to the Board of Directors
  • Choose the regulatory compliance area or topic. Please explain why you chose that area or topic.
  • Regulatory Compliance Context and Factual Background
    • Describe the relevant business and risk management context and facts about the organization or industry necessary to understand the policy that you will be drafting
    • Identify the relevant statutes, regulations, or other formal or informal organizational or industry rules
      • Provide any citation necessary for the board to be able to identify the relevant statute and/or rules
      • Include the statute and/or rules as an Appendix to your policy statement
• Part II - Policy Statement
  • Draft a policy statement that incorporate the elements discussed in the Module 4 lecture and the readings for this assignement.
  • Include relevant headings - e.g.,
    • Overview and Purpose
    • Definition of Terms (if appropriate)
    • Supporting Documents - e.g., relevant statutes, regulations, etc.
    • Scope
    • Policy - with relevant sections and subsections, if applicable