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Part I. How does SOX Section 806 impact whistleblowing? Part 2. Dodd-Frank Wall Street Reform and Consumer Protection Act a. List Dodd-Frank's main provisions (Hint:
Part I.How doesSOXSection 806 impact whistleblowing?
Part 2.Dodd-Frank Wall Street Reform and Consumer Protection Act
a.ListDodd-Frank's main provisions (Hint: they go beyond whistleblowing)
b.StateDodd-Frank's limits on whistle-blowing awards to the following:
>An internal accountant or auditor
>An auditor of a public company
>An employee of an audit firm who observes issues with its firm's auditing of a public company
c.Give an exampleof how a corporation might comply with Dodd-Frank in form...but not in substance.
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